32004L0039
Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments amending Council Directives 85/611/EEC, Directive 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC
Tilskipun Evrópuþingsins og ráðsins 2004/39/EB frá 21. apríl 2004 um markaði fyrir fjármálagerninga og um breytingu á tilskipunum ráðsins 85/611/EBE og 93/6/EBE og tilskipun Evrópuþingsins og ráðsins 2000/12/EB og um niðurfellingu á tilskipun ráðsins 93/22/EBE
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Tillaga sem gæti verið EES-tæk
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Gerð í skoðun hjá EES-EFTA ríkjunum
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Drög að ákvörðun sameiginlegu nefndarinnar í skoðun
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Ákvörðun sameiginlegu nefndarinnar samþykkt en hefur ekki öðlast gildi
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Tekin upp í EES-samninginn og í gildi
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Tekin upp í EES-samninginn en ekki lengur í gildi
Vinsamlega athugið að EES-gagnagrunnur var tekinn í notkun hjá íslenskri stjórnsýslu í ársbyrjun 2017. Upplýsingar sem varða Ísland vegna gerða fyrir þann tíma hafa því ekki verið skráðar í gagnagrunninn.
Staða og svið tillögu/gerðar
| Staða tillögu/gerðar | ESB gerð sem hefur verið tekin upp í EES-samninginn en er ekki lengur í gildi |
|---|---|
| Svið (EES-samningur, viðauki) | 09 Fjármálaþjónusta, 09.03 Kauphöll og verðbréf |
| Ákvörðun sameiginlegu nefndarinnar (JCD) | 065/2005 |
| Þennan dag skulu skilyrði uppfyllt á EES-svæðinu | |
| Staðfestur gildistökudagur | |
| Í gildi á EES-svæðinu | Nei |
Samþykktar gerðir birtar í Stjórnartíðindum ESB
| CELEX-númer | 32004L0039 |
|---|---|
| Þennan dag skulu skilyrði uppfyllt í ESB | |
| Samþykkt tilvísun í Stjórnartíðindi ESB | OJ L 145, 30.04.2004, p. 1 |
| Þennan dag skulu skilyrði uppfyllt í ESB |
Vinnslustig (pipeline stage)
| COM numer | COM(2002) 625 |
|---|---|
| Samþykktardagur i ESB |
Drög að ákvörðun sameiginlegu nefndarinnar
| Stjórnskipulegum fyrirvara aflétt (Liechtenstein) | |
|---|---|
| Stjórnskipulegum fyrirvara aflétt (Ísland) | |
| Stjórnskipulegum fyrirvara aflétt (Noregur) |
Ákvörðun sameiginlegu nefndarinnar
| Sendingardagur EFTA á drögum að ákvörðun sameiginlegu nefndarinnar til framkvæmdastjórnarinnar | |
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| Staðfestur gildistökudagur | |
| Tilvísun í EES-viðbæti | EEA Supplement No 46, 15.09.2005, p. 31 |
| Tilvísun í stjórnartíðindi ESB | OJ L 239, 15.9.2005, p. 50 |
EFTA Court
Tillögur að breytingum (Proposed amendments)
| COM(2011) 656 52011PC0656 |
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) - MIFID II | Tekin upp í EES-samninginn og í gildi |
| COM(2009) 576 52009PC0576 |
Directive 2010/78/EU of the European Parliament and of the Council of 24 November 2010 amending Directives 98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109/EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and 2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority) - Omnibus I | Tekin upp í EES-samninginn og í gildi |
| COM(2009) 207 52009PC0207 |
Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 - AIFMD | Tekin upp í EES-samninginn og í gildi |
| AB(2009) 081 52009AB0081(01) |
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| COM(2006) 910 52006PC0910 |
Breytt af (Modified by)
| 32016L1034 | extends validity of | Directive (EU) 2016/1034 of the European Parliament and of the Council of 23 June 2016 amending Directive 2014/65/EU on markets in financial instruments - amend. MiFID II | Tekin upp í EES-samninginn og í gildi |
| 32010L0078 | amends | Directive 2010/78/EU of the European Parliament and of the Council of 24 November 2010 amending Directives 98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109/EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and 2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority) - Omnibus I | Tekin upp í EES-samninginn og í gildi |
| 32008L0010 | amends | ||
| 32007L0044 | amends | Directive 2007/44/EC of the European Parliament and of the Council of 5 September 2007 amending Council Directive 92/49/EEC and Directives 2002/83/EC, 2004/39/EC, 2005/68/EC and 2006/48/EC as regards procedural rules and evaluation criteria for the prudential assessment of acquisitions and increase of holdings in the financial sector | Tekin upp í EES-samninginn en ekki lengur í gildi |
| 32006L0031 | amends | Directive 2006/31/EC of the European Parliament and of the Council of 5 April 2006 amending directive 2004/39/EC on markets in financial instruments, as regards certain deadlines | Tekin upp í EES-samninginn en ekki lengur í gildi |
Breytir (Modifies)
| COM(2002) 625 52002PC0625 |
adopts | Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments amending Council Directives 85/611/EEC, Directive 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC | Tekin upp í EES-samninginn en ekki lengur í gildi |
| 32002L0087 | implicitly repeals | Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and the Council | Tekin upp í EES-samninginn og í gildi |
| 32000L0012 | amends | Directive 2000/12/EC of the EP and of the Council of 20 March 2000 relating to the taking up and pursuit of the business of credit institutions. | Tekin upp í EES-samninginn en ekki lengur í gildi |
| 31993L0022 | repeals | Council Directive 93/22/EEC of 10 May 1993 on investment services in the securities field | Tekin upp í EES-samninginn en ekki lengur í gildi |
| 31993L0006 | amends | Council Directive 93/6/EEC of 15 March 1993 on the capital adequacy of investments firms and credit institutions | Tekin upp í EES-samninginn en ekki lengur í gildi |